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SLOVENIAN RESEARCH AGENCY PRESENTATION Ljubljana, 2007 SLOVENIA in the Heart of EUrope Basic data: Constitution: Parliamentary democracy Capital: Ljubljana (population 330 000) Area: 20 273 km2 Population: 2.009.052 Population density: 98.0 per km2 GDP: 27,6 mrd USD GDP per capita: 13.849 USD (2003) GDP per capita PPP: 15.000 USD (1999) Annual real growth rates of GDP: 2,3 (2003) Young country with rich scientific culture! • The begining of science and technology to the late Middle Ages – University of Ljubljana - 1919 – Slovenian Academy of Science and Arts - 1938 – modern research institutes - after 2. world war – parallel and complementary concept of S&T policy from 60’s – autonomous institutional construction of S&T policy from 1991 Contents: • About Slovenian Research Agency • Some facts about the research system in Slovenia • Recent changes of the Slovenian science policy • Main research policy instruments • Research evaluation system of SRA Logo of the SRA A brief description of the SRA logo A graphic image of the manuscript of the Logarithm Tables by Slovenian mathematician, physicist and artillery officer Jurij Vega. • Establishing: November 2004, Government of the Republic of Slovenia • Status: a legal person of public law; indirect user of the budget of the Republic of Slovenia • Mission: performing professional tasks relating to implementation of the adopted National Research and Development Programme • Budget: 145 million € per year (2006) SRA main areas of operation Promotion of excellent and aplicative research Monitoring and analysing Funding of research Objective evaluation SRA main function: Carrying out selected tasks of public interest, with the purpose of ensuring highly competent and independent evaluation and selection of the research programmes and projects financed from the national budget of the Republic of Slovenia. MISSION The Slovenian Research Agency as an independent public funding organisation perform tasks relating to the National Research and Development Programme and creation of European Research Area. • provides framework for scientific research within the national budget and other sources • promotes high quality scientific research in Slovenia and its application • fosters internationaly comparable evaluation standards in Slovenia • provides the transparency of organising research community in Slovenia • promotes international research cooperation • analyses R&D activities and provides science policy expertise Organisation chart of the SRA Management Board Scientific Council Director Expert bodies Scientific Fields Finance Temporary expert bodies Research Infrastructure General Affarirs Peers Young Researchers Monitoring International Cooperaration Information Technology Working bodies National organisation chart of public decision-making and funding Science & Technology Council of the Republic of Slovenia Government of the Republic of Slovenia Ministry of Higher Education, Science and Technology Ministry of Defence Slovenian Research Agency Funding of Science Other ministries SRA budget by research activities, 2006 1,8 INTERNATIONAL COOPERATION 145 mio € 14,4 RESEARCH INFRASTRUCTURE 19,7 INSTITUTIONAL FUNDING 25,6 PERSONNEL DEVELOPMENT 84,4 BASIC AND APPLIED RESEARCH 0,0 10,0 20,0 30,0 40,0 Mio evro 50,0 60,0 70,0 80,0 90,0 1.300 FTE by research type 1400 1200 Target research programmes 1000 Post-doctoral projects Applied projects Basic projects Target research programmes Post-doctoral projects Applied projects Basic projects Reasearch programmes 800 600 Reasearch programmes 400 200 0 2000 2001 2002 2003 2004 2005 Funding of research by fields of science Government funding of research by fields of science; Sweden (2001), Slovenia (2005) 35 30 25 % 20 15 10 5 N at ur al s ci en ce En s g M in ee ed ic rin Ag al g s ri c ci ul en tu ce ra s ls cie So nc ci al es sc ie In nc te e rd H is um s ci pl an in i ti ar es y sc ie nc es 0 Sweden - 2001 Slovenia - 2005 Contents: • About Slovenian Research Agency • Some facts about the research system in Slovenia • Recent changes of the Slovenian science policy • Main research policy instruments • Research evaluation system of SRA Institutional research landscape • 4 Universities: – University of Ljubljana (26 faculties) – University of Maribor (12 faculties) – University of Primorska (7 faculties) – University of Nova Gorica (6 faculties) • National Research Institutes (15) • Private (non-profite) Research Institutes (ca. 100) • Research unites in business (ca. 300) Comparative structure of the sources of financing R&D expenditure Japan 73 19 Sw eden 72 21 Finland 71 Germany 66 USA 66 OECD 64 Slovenia 59,3 Denmark 59 EU 10% Business sector 20% 5 5 35,3 1,4 31 35 7 2 7 30% 40% Government sector 50% 60% Other 3 6 70% 80% 5 2 39 30 4 3 36 3 0,42 29 46 0% 1 29 50 UK 3 32 53 Netherlands 0,4 4 26 56 France 8 11 18 90% Funds from abroad 100% Funding from different sources as a % share of RD expenditure by sector of performance SLO - Total R&D expenditure 01 37 Fi - Total R&D expenditure 01 26 SLO - Business s. 01 1 2 Fi 0 7 88 5 1 7 12 69 5 0 Fi - Business s. 01 0 55 Government 01 93 Other domestic public Fi Compaineis Domestic funds Foreign funding SLO - Public s. (state + privat nonprofit))01 81 Fi - Public s. (state + privat nonprofit)) 01 1 68 0 20 6 40 60 15 80 1 6 11 4 Fi 7 100 120 R&D expenditure as a % of GDP 4,5 Sw 4 3,5 3 % 2,5 Eu 2 Slo 1,5 1 0,5 0 1991 1999 2000 2001 2002 Denmark EU Finland France Japan Netherlands Slovenia Sweden UK US 2003 Germany Structure of researchers (FTE); Sweden and Slovenia Structure of researchers (FTE) by sectors (2001) 70 60 50 % 40 30 Sweden 20 Slovenia 10 Slovenia 0 Business s. Sweden Government s. Higher education s. Evolution of research organizations in Slovenia Number of Research Organizations in Slovenia 1945 - 2004 350 300 250 200 Research institutes Reserch units in economy 150 Faculties in universities 100 50 0 1945 1954 1964 1974 1981 1987 2002 2004 Institut “Jožef Stefan” • Physics • Chemistry and biochemistry • Electronics and information science • Energy studies • Environmental sciences RP1-0040: Dynamic of complex nano-systems • Head: dr. Mihailovič Dragan • Aim:investigate complex nano-systems, focusing on nonequilibrium dynamics of new and existing nanomaterials, nonperiodic inhomogeneous matter, and biological nanosystems. • Center of Excellence: Nanoscience and Nanotechnology (response of Slovenian researchers and industry to meet the challenges of new technology) The National Institute of Chemistry • • • • • • Pure and applied chemistry Chemical engineering Environmental protection New materials Information science Biotechnology RP4-0176: Molecular biotechnology • Head: dr. Roman Jerala • Aims: research of the biochemical processes, particularly molecular recognition and signal transduction, and towards the application of modern biochemical, biotechnological, microbiological, biophysical and molecular biological methods to problems, which have potential industrial application in fields such as medicine, pharmacy or biotechnology. Industrijski projekti; 1,7 Raziskovalni program; 6,3 Raziskovalni projekti ARRS; 4,9 National Institute of Biology • Monitoring the state of the environment in Slovenia • Developmental and applied research in plant and medical biotechnology RP4-0165: Plant Physiology and Biotechnology • Head: dr. Maja Ravnikar • Aims: Understanding the physiological processes in plants help in easier and more efficient solving of problems connected with production of economically important plants. The response of plants, including Slovene varieties, to pathogens, which increases the importance of our results for Slovenia. University of Maribor Through its basic activities-education and research-the University of Maribor seeks to contribute to the provision of human resources for an accelerated cultural development in all of Slovenia, but especially in the region of Maribor and assurance knowledge input in the economy. RP2-0046: Extraction processes • Head: dr. Željko Knez • Aims: Achievements of the research program are important for sustainable as well as for technological development of Slovenia. New technologies with minor influence on environment and knowledges for highquality products were offered. Ms and PhD students who finished their study in the frame of high-pressure technologies are now employed in industry. The results of high-pressure research are due to high-tech products in close connection with many development objectives of Slovenia. Scientific Research Centre of the Slovenian Academy of Sciences and Arts • • • • • • • Linguistics Literary studies History Musicology History of art Archaeology Ethnology and ethnomusicology • Philosophy • • • • • • • Migration studies Geography Karstology Biology Palaeontology Medicine Audio-visual laboratory • Spatial information centre Contents: • About Slovenian Research Agency • Some facts about the research system in Slovenia • Recent changes of the Slovenian science policy • Main research policy instruments • Research evaluation system of SRA EU research Building Knowledge Europe • • • • Research and Knowledge are keys to our future European Research Area Improving Human Research Potential The Lisbon Strategey • • • • Toward FP7 European Research Council Technology Platforms European Institute of Technology • Increase and improve investment in RD (to 3% of EU GDP) Recent changes of the Slovenian science policy • Research and Development Activities Act (priorities, concession for public service, new agencies) • Economic and social reforms of the Government of the Republic of Slovenia • NRDP Resolution for 2006 – 2010 (measures of the Government of the Republic of Slovenia) Main Slovenian R&D policy objectives • to increase investments in R&D according to the 3% GDP • to increase effectiveness of public investments in R&D • to strengthen human resources in R&D • to strengthen R&D co-operation between public research sector and enterprises • to strengthen business sector R&D • to increase international co-operation Main measures to attain the policy objectives • definition of priority areas for RTD • allocation of R&D budget in the ratio 80% to technological development, 20% to science • establishment of 8 centres of excellence in the priority RTD fields (structural funds) • reinforcement of intermediary organisations (structural funds) • development of favourable environment for business R&D and innovation (legal, administrative, financial) Priority areas of Slovenian RTD • Information and Communication Technologies • Advanced New Materials and Nanotechnologies • Complex Systems and Innovative Technologies • Technologies for Sustainable Development • Health and Life Sciences Priorities related to social and cultural development • support to national identity, modern Slovenian history, natural and cultural heritage • development of efficient state and modern democratic society • management of social processes and risks caused by new technologies, globalization, changing the demografic structure Contents: • About Slovenian Research Agency • Some facts about the research system in Slovenia • Recent changes of the Slovenian science policy • Main research policy instruments • Research evaluation system of SRA Policy instruments of SRA • • • • Research programmes Basic and applied research projects Targeted research programmes Young researchers Relevance and quality of Research programmes Social and economic relevance 12 10 8 6 4 2 (patent) (patent) 0 0 5 10 15 Science quality 20 25 30 Efficiency of research programmes 1,1 Engineering 1,0 Biotechnical sciences 0,9 Social sciences 0,7 Natural sciences 0,6 Medical sciences 0,4 Humanities 0,0 0,2 0,4 0,6 0,8 FTE other sources/FTE SRA 1,0 1,2 Relevance of the research projects • Tematic public calls for basic, applied and postdoctoral projects • Targeted research programmes (TRP) – Slovenian competitiveness 2006-2013 – S&T for peace and security 2004-2010 • Important criterion of evaluation Actual thematic priority areas 1. Genomics and biotehnologies for health, food quality and safety, sustainable development 2. Information society technologies, citizenship, human resources, social cohesiveness, preservation of natural and cultural heritage 3. New materials (nanomaterials), new manufacturing processes and tools TRP Public call “Slovenian competitiveness” 2006-2013 Main aims: • Competitive economy and faster growth • Knowledge based society: education, training, research and development • Efficient and rational public administration • Modern social welfare state and higher level of employment • Synergy of measures for achieving the sustainable development TRP Public call: ”S&T for peace and security 2004-2010” Research chapters: • Slovenian Army of the 21st century • Development of the communication and information system according to the needs of national security • Defense against terrorism, civil protection and environmental protection • Development and management of the national security system Programme of Young researchers (YR) in Slovenia • 1.200 young reasearchers (850-900 FTE) financed per year • 250 new candidates for young researchers accepted per year • 25 mio EUR per year • 19% of the budget of SRA YR by research organizations Total number of young researchers financed by research organization type 2001-2004 1400 1200 Research units in business sector Other research organisations 1000 Public research institutions 800 University of Primorska 600 University of Maribor 400 University of Ljubljana 200 0 2001 2002 2003 2004 Features of the YR programme • YR participate in research work during their postgraduate studies on research projects; • they have regular, fixed-term employment contracts; • the Agency finances their pay, social contributions, as well as material and nonmaterial costs for research and postdoctoral study; • the average annual cost of financing one YR is cca. EUR 30,000; Conditions and criteria of YR • have at least university-level education in the appropriate field; • have an average grade for all examinations and coursework (excluding the degree examination) of at least 8.00; • be aged up to 28 years inclusive (with respect to the year of birth); if a young researcher has already enrolled in a postgraduate study programme without financial support from the Agency or ministry responsible for science, the age of the candidates may rise above 28 years, namely, one year shall be added for each study year. “Brain gain” • Opening the national programmes: integration of foreign citizens into the programme of young researchers, postdoctoral research and excellent foreign scientists • Funding of postdoctoral research for researchers who will switch over from public to business sector International bilateral co-operation Aims: member countries of the European Union, neighbouring countries (apart from European Union members, Croatia and Hungary…), non-European, highly developed countries (the U.S.A., Japan, Israel, etc.), EFTA and CEFTA member countries, and regionally important countries. Number of bilateral research projects (30 countries) 700 600 500 400 number 300 200 100 0 1994 1995 1996 1997 1998 1999 year 2000 2001 2002 2003 2004 International multilateral cooperation Aims: EU programmes (6th Framework Programme and EURATOM), other European research and development programmes (COST, EUREKA, NATO), co-operation with international organisations (UNDP, UNIDO, CICGEB, ICS, CERN, ICPE, ICTP, ICSD, EMBC, IIR), and Slovenian Business and Research Association in Brussels. Number of projects in 6. FP per million people IS 87 MT 68 CY 65 LI 59 SI 57 DK 55 NO 52 IE 52 52 FI SE 50 48 CH BE 48 EE 46 AT 44 NL 41 LU 41 GR 37 25 LV IL 24 24 PT HU 22 21 CZ SK 18 UK 18 ES 18 FR 16 LT 15 IT 15 13 DE PL 9 9 BG RO 5 1 TR 0 10 20 30 40 50 number 60 70 80 90 100 SI in FP6 contracts Overall figures17.7.2006 EU27 population SI population Total no. of contracts No. of SI contracts All participants No. of SI participants Total EU funding For SI participants 490 mio. 2 mio. 6.654 0,41% 100% 360 5,4% 51.304 100% 429 0,84% 12.122 100% 56.5 0,47% SI in FP6 contracts ERANET projects Supporting cooperation & coordination of national or regional research funding programmes 195 ERANET projects (were submitted in 4 calls) – 90 projects were selected – SIovenia is participating in 20 projects • Ministry (MHEST) is participating in 16 projects • Slovenian Research Agency in 2 projects Contents: • About Slovenian Research Agency • Some facts about the research system in Slovenia • Recent changes of the Slovenian science policy • Main research policy instruments • Research evaluation system of SRA ISI – Science indicators for 2001-2005 PAPERS IMPACT CITATIONS CITED PAPERS % CITED FINLAND 38.578 5,60 216.012 26.595 68,93 NETHERLANDS 103.477 6,25 646.372 72.121 69,69 SLOVENIA TURKEY 8.039 3,04 24.443 4.485 55,79 49.428 1,87 92.645 23.206 46,94 USA 1.352.443 6,41 8.664.518 904.521 66,88 WORLD 4.019.419 4,51 18.120.357 2.462.760 61,27 Triadic patent families and publications per mio population Figure 3.2.5 Triadic patent families and publications per million population, 2000 1800 1600 SE 1400 DK Publications per million population, 2000 FI 1200 UK NL 1000 BE SI AT 800 US FR IE 600 ES EL 400 CZ DE EU-25 JP IT EE HU PT SK CY PL 200 LU LV LT MT 0 0 10 20 30 40 50 60 70 80 90 100 Triadic patent families per million population, 2000 (1) Key Figures 2005 Evaluation challenges and changes • Objectivity of evaluations • Validity of data criteria bibliometrics, technometrics • Independence of evaluators system (foreign evaluators) • Implementation of policy evaluation results RESEARCH EVALUATION PROCESS - EXPERT SYSTEM OF SRA ELIGIBILITY TEST Administrative bodies of SRA Professional body for evaluation of proposals for… FOREIGN PEERS DOMESTIC PEERS Professional body for evaluation of proposals for… Scientific council of SRA Management board of SRA Quantitative data Research evaluation system in Slovenia CRITERIA METHODS INDICATORS Scientific quality Peer review Experts ranking (contents, 5-top outputs…) Scientific outputs Bibliometrics COBISS, citations Socio-economic relevance Technometrics Efficiency Econometrics Transfer of knowledge (cooperation with non-academics, contracts money) Input/Output (FTE/results) On line bibliographic data: COBISS Bibliographic categorization by methodology of SRA Humanities Social sciences Engineering Biotechnical sciences Medical sciences Natural sciences Science-COBISS 5 (=230) 5 (=240) 5 (=360) 5 (=250) 5 (=290) 5 (=480) SCIENCE Citations 0 (=160) 5 (=80) 5 (=120) 5 (=120) 5 (index) (=150/4) 5 (=370) RELEVANCE FTE - other sources 0 (=1,5) 5 (=3) 10 (=6,2) 5 (=3,4) 0 (=1) 5 (=2,9) QUANTITATIVE ELEMENTS (DATA) SCIENCE PEER REVIEWS SCIENCE Science - 2-4 achievements (foreign peer A) 5 5 10 5 0 5 SCIENCE /RELEVANCE Evaluation of training proposal (foreign peer A) 5 5 5 5 0 5 5 5 5 RELEVANCE Relevance 2-4 achievements (domestic peer B) 5 5 10 Trasparent research results: SICRIS Conclusions: • Evaluation of research is as a management tool very important instrument for Slovenian research policy-making process. • Slovenian Research Agency will continue with professional evaluation activity which will be more oriented towards national research and development priorities for strengthening our competitiveness in global world.