Transcript Document

WORLDWIDE SYSTEM FOR
CONFORMITY TESTING AND CERTIFICATION
OF ELECTROTECHNICAL EQUIPMENT AND COMPONENTS (IECEE)
IECEE CB Scheme - Taking
Conformity Assessment
Further
by
Pierre de RUVO
Executive Secretary IECEE
© IEC
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
2/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
COUNCIL
National Committees
ADVISORY
BODIES
CENTRAL
OFFICE
Geneva
Switzerland
COUNCIL BOARD
Sales Policy Cmte.
Marketing Cmte.
EXECUTIVE COMMITTEE
STANDARDIZATION
MANAGEMENT BOARD
CONFORMITY ASSESSMENT
BOARD
IECEE
SECTOR
BOARDS
ADVISORY
COMMITTEES
TECH. CMTES
2008-08-10
IECQ
IECEx
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
3/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
CONFORMITY ASSESSMENT BOARD
IECEE
System for conformity
testing and certification
of Electrotechnical equipment
and components
IECEx
Scheme for
explosive
environments
IECQ
Quality
assessment
system for
electronic
components
CB Scheme
Mutual recognition of test results
CB FCS (full certification, including assessing
QMS & Factory Audit/Inspection)
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
4/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BOARD of
APPEAL
Chairman’s
Advisory
Group
Policy &
Strategy
Forum
CMC
Committee
of Testing
Laboratories
CTL
2008-08-10
Factory
Inspection
Committee
FIC
ACAG
Assessment &
Certification
Advisory Group
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
5/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
OFFICERS
Gösta FREDRIKSSON
Chairman
Jun XIE
Vice-Chairman
2008-08-10
Pierre de RUVO
Executive Secretary
Fritz BEGLINGER
Treasurer
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
6/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BOARD OF APPEALS
Chairman: Don MADER (UL)
Members
Bo YUMIN (CNCA)
Yoji ONO (JQA)
Joe GRYN (CSA)
Trond SOLLIE (NEMKO)
Deputies
Ted Gaertner
(KEMA)
2008-08-10
Jukka VUORINEN
(SGS FIMKO)
Paul TAN
(TUV SUD PSB)
Gerhard DREGER
(VDE)
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
7/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
ACAG – Assessment & Certification Advisory Group
TERMS OF REFERENCE
To
monitor the Peer Assessment and Re-assessment
To
determine common understanding and approach on ISO/IEC Guide 65
and ISO/IEC 17025
To
evaluate the Assessment Reports of candidate NCBs and CBTLs and
make recommendations
to the IECEE-CMC
2008-08-10
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Specialist Regional Bodies and International Organisations, Cuzco Peru
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IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
«Bilateral recognition»
Peer assessment Multilateral
H
H
A
A
G
F
B
C
E
D
B
G
F
CB Scheme
C
E
D
n(n-1)/2 relations
n relations 57 NCBs
n = 57
57 audits
1 agreement
2008-08-10
1596 audits
798 agreements
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
9/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
ASSESSMENT
REPORT(s)
ASSESSMENT TEAM
Testing Laboratory
CBTL
Property Report
Based on:
Creator: pro
ON-SITE ASSESSMENT ISO/IEC 17025
Range of data:
Purpose of report:
Spreadsheet:
Personnel
Created: 2000-11-20, 15:09:46
CONFIDENTIAL
ODs
DECISION
ACAG
2008-08-10
RECOMMENDATION
CMC
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
10/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
CTL - Committee of Testing Laboratories
Joe GRYN
John M. Thompson
CTL Chairman
CTL Secretary
The CTL is the Technical branch of the IECEE and plays an essential role to
build confidence.
The CTL is composed of experts from 229 Testing Laboratories and 62
Certification Bodies
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
11/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
CTL - Committee of Testing Laboratories
The main tasks of the CTL are to:
•detail the way in which the tests related to the IECEE have to
be carried out so as to achieve the necessary reproducibility of
test results,
•harmonize the design and use of the test equipment referred to
in standards and to make recommendations to the relevant
technical committee or subcommittee of the IEC for
improvements of those standards,
•provide testing laboratories with a forum in which practical
testing problems can be demonstrated and discussed
2008-08-10
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Specialist Regional Bodies and International Organisations, Cuzco Peru
12/98
IECEE. Taking Conformity Assessment Further
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CTL - Committee of Testing Laboratories
The task of the CTL is to:
•Organize Proficiency Testing Programmes under
the auspices of the IECEE CMC
•Organize Workshops to analyze the results of PT
programmes and subsequent test methodology
to achieve consistent test results
•Carry out other technical work as directed by the
CMC.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
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IECEE. Taking Conformity Assessment Further
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CTL – Expert Task Forces
CTL-ETF 1
EMC
CTL-ETF 8
CTL-ETF 2
PLASTICS
OFF-TRON
CTL-ETF 7
POW-PROT
CTL-ETF 11
LASERS
CTL-ETF 9
HOUS-TOOL
CTL-ETF 10
CTL
CTL-ETF 3
MED-MEAS
CTL-ETF 6
CTL-ETF 4
CABL
CONT-INST
CTL-ETF 5
CAP
LITE-SAFE
2008-08-10
PHOTOVOLTAICS
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
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CTL-ETF 12
Hazardous
Substances
14/98
IECEE. Taking Conformity Assessment Further
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FIC - Factory Inspection Committee
Dr. Wolfgang Kreinberg
Dieter Fitz
FIC Chairman
FIC Secretary
The FIC is the Factory Inspection Committee tasked to develop
Procedures and Audit/Inspection Forms to be used as either a
stand alone service or as part of the CB Full Certification
Scheme.
The FIC is composed by experts in Factory Audits, Inspections,
Follow up services
2008-08-10
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Specialist Regional Bodies and International Organisations, Cuzco Peru
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IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
FACTORY AUDIT/INSPECTION
To provide services related to Factory
Audit/Inspection as a stand alone element of the
Conformity Assessment Programme.
This Service can be used either as an element of the
Supplier Declaration of Conformity SDoC or to
upgrade a Certification System 1
into a
Certification System 5
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
16/98
IECEE. Taking Conformity Assessment Further
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FACTORY AUDIT/INSPECTION
System 5 Testing,
Initial and FuS,
certification mark
+
Upgrades into
CB-FCS
+
Factory
Audit/Inspection
FACTORY
AUDIT/INSPECTION
+
System 1 Type
Test Certificate
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
17/98
IECEE. Taking Conformity Assessment Further
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LEVELS OF MEMBERSHIP
MEMBER
BODY
Level 3
Full Rights
Issuing and
Recognizing
Full Rights
Recognizing
only
***
Level 2
**
Level 1
NCB(s)
NATIONAL
CERTIFICATION
BODY
CBTL(s)
TESTING
LABORATORY
Associated
with the NCB
MANUFACTURER’s
TESTING
LABORATORIES
Under the
Responsibility of
the NCB
Full Rights
*
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
18/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
IECEE participating countries
Argentina
India
Saudia Arabia
Australia
Indonesia
Serbia
Austria
Ireland
Singapore
Belarus
Israel
Slovakia
Belgium
Italy
Slovenia
Brazil
Japan
South Africa
Bulgaria
Kenya
Spain
Canada
Korea Rep. of
Sweden
China
Malaysia
Switzerland
Croatia
Mexico
Thailand
Czech Rep.
Netherlands
Turkey
Denmark
New Zealand
Ukraine
Finland
Norway
United Arab Emirates
France
Poland
United Kingdom
Germany
Portugal
Romania
United States
Greece
2008-08-10
Uruguay
Russia
HungaryAPEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
19/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
20/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Countries
NCBs
CBTLs
ACTLs
2001
2002
2003
2004
2005
2006
2007
41
42
43
43
44
46
50
53
56
58
58
58
59
62
129
141
150
170
195
216
234
0
0
0
0
0
0
10
2008
50
66
247
18
(so far....)
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
21/98
IECEE. Taking Conformity Assessment Further
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300
250
200
Countries
150
NCBs
CBTLs
100
50
0
2001
2008-08-10
2002
2003
2004
2005
2006
2007
2008
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
22/98
IECEE. Taking Conformity Assessment Further
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CB CERTIFICATES STATISTICS
With 50.392 Certificate, 2007 has resulted in
another great year with a consolidation of Issued CB
Test Certificates.
It has to be noted that a significant number of
CB Test Certificates are directly recognized by
Buyers, Retailers and Regulatory Authorities to
provide direct access to the global markets.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
23/98
IECEE. Taking Conformity Assessment Further
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IECEE CB SCHEME - ISSUED
60000
50392
49752
50000
40817
36565
40000
34117
27685
30000
24259
Issued
19597
15893
20000
9825
12175
7794
10000
4917
6237
0
2008-08-10
2002
2000
1998
1994
APEC 7th1996
Conference on
Standards and
Conformance
– Standards 2004
and Conformity2006
Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
24/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
Top 10 Countries – Factory Location
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
25/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
ISO Sytem 1
?
ISO Sytem 5
Which Scheme suits my needs?
The Manufacturer decides the most appropriate «vehicle»
to be used for marketing his products in the market place
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
26/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
The CB Scheme
=> ISO System 1
The CB Scheme is the only Global recognized
scheme for the safety of electrical equipment used in
homes, offices, workshops and similar locations.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
27/98
IECEE. Taking Conformity Assessment Further
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The ideal target
One test
One certification
One mark
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
28/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Today’s IECEE achieved target
One test
One international certificate
One or more marks as needed
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
29/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
CB Scheme
This system includes testing; samples of the product
are assessed for conformity. The sampling is
representative of the entire product’s family. A
certificate of conformity is granted (CB Test
Certificate) to each product represented by the
sample.
This certification system includes the following:
a) sample(s) requested by the Certification Body - NCB;
b) determination of characteristics through testing the samples by
the Testing Laboratory - CBTL ;
c) evaluation of the Test Report;
d) Decision by the Certification Body - NCB;
e) CB Test Certificate.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
30/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Scope
19 product categories ranging from Batteries, Cables
and Cords, Capacitors as components, Switches for
appliances and automatic controls for electrical
household appliances, Electromagnetic Compatibility,
Household and similar equipment, Installation
accessories and connection devices, Lighting,
Measuring instruments, Electrical equipment for
medical use, Miscellaneous, IT and office equipment,
Low voltage, high power switching equipment,
Installation protective equipment, Photovoltaics, Safety
transformers and similar equipment, Portable tools,
Electric Toys and Electronics, entertainment …
representing more than 1000 standards
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
31/98
IECEE. Taking Conformity Assessment Further
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Highlights
2008-08-10

Products are tested to IEC standards with provision
for supplementary testing for national differences.

Reciprocal recognition of test results among all
participating Certification Bodies simplifies the
granting of certification or approval at national levels.

CB Test Certificates and associated Test Reports
facilitate obtaining secondary certifications.
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
32/98
IECEE. Taking Conformity Assessment Further
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CB Scheme
Performance
requirements
Regulatory
requirements
EN
Group Differences
National Differences
SNC
Compulsory
EMC
requirements
2008-08-10
Ergonomic,
Hygienic
requirements
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
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IECEE. Taking Conformity Assessment Further
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CONSUMER BEHAVIOR
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
34/98
IECEE. Taking Conformity Assessment Further
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Advantages of CB Scheme




More rapid testing and certification



Direct acceptance by the Retailers and Buyers
2008-08-10
More universal product recognition
Acceleration of Product Acceptance
Direct acceptance by the Regulators & Authorities in
many countries
Expanded markets
Faster product movement from plants to markets
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
35/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BATT – Batteries:
IEC 60086, IEC 60099, IEC 61982…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
36/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
CABL – Cables and Cords:
IEC 60227, IEC 60245, IEC 60502…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
37/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
CAP – Capacitors as Components:
IEC 60252, IEC 60384, IEC 61048…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
38/98
IECEE. Taking Conformity Assessment Further
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CONT - Switches for appliances and
automatic controls for electrical
household appliances:
IEC 60730, IEC 61058, IEC 61810…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
39/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
EMC – Electromagnetic Compatibility:
CISPR11, IEC 61000, IEC 62236…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
40/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
HOUS – Household and similar
equipment:
IEC 60335, IEC 60704, IEC 61770…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
41/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
INST – Installation accessories and
connection devices:
IEC 60609, IEC 60320, IEC 60998…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
42/98
IECEE. Taking Conformity Assessment Further
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LITE – Luminaires:
IEC 60598, IEC 60928, IEC 61347…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
43/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
MEAS – Measuring Instruments:
IEC 61010, IEC 60414, IEC 61557…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
44/98
IECEE. Taking Conformity Assessment Further
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MED – Electrical equipment for medical
use:
IEC 60601, IEC 61223…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
45/98
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MISC – Miscellaneous:
IEC 60077, IEC 60747, IEC 60938…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
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IECEE. Taking Conformity Assessment Further
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OFF – IT and Office Equipment:
IEC 60950, IEC 60825, IEC 62040…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
47/98
IECEE. Taking Conformity Assessment Further
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POW – Low voltage, high power
switching
equipment:
IEC 60947, IEC 62019, IEC 62271…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
48/98
IECEE. Taking Conformity Assessment Further
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PROT – Installation protective
equipment:
IEC 60127, IEC 60269, IEC 61643…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
49/98
IECEE. Taking Conformity Assessment Further
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PV – Photovoltaics:
IEC 60904, IEC 61215, PVRS6…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
50/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
SAFE – Safety transformers and similar
equipment:
IEC 60044, IEC 60742, IEC 61558…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
51/98
IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
TOOL – Portable Tools:
IEC 60745, IEC 61029, IEC 61939…
2008-08-10
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Specialist Regional Bodies and International Organisations, Cuzco Peru
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IECEE. Taking Conformity Assessment Further
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TOYS – Electronic Toys:
IEC 62115…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
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IECEE. Taking Conformity Assessment Further
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trade, investment and technology.
TRON – Electronics Entertainment:
IEC 60065, IEC 61965, IEC 62103…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
54/98
IECEE. Taking Conformity Assessment Further
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Market changes…increasing flow of goods



2008-08-10
GLOBAL MARKETS
INCREASING HARMONIZATION OF PRODUCT SPECIFICATIONS
WORLDWIDE ACCEPTANCE OF TEST RESULTS
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
55/98
IECEE. Taking Conformity Assessment Further
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Time to Market is
essential


2008-08-10
In Manufacturing and Trade every day counts
Buyers, Users and Governments need assurance of
compliance
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
56/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
IECEE CB Test Certificate
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
57/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
IECEE EMC CB Test Certificate
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
58/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Upstream level
Example: NCB x Issuing a CB Test Certificate
Application
A
P
P
L
I
C
A
N
T
2008-08-10
ON MFR REQUEST
+
IECEE
TEST
REPORT
+
The
Certification
Mark of the
Issuing NCB
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
59/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Process
A
P
P
L
I
C
A
N
T
Country A
CBTL
TESTING
IEC Std+N.D.
NCB
APPLICATION
Recognizing
Countries B
TEST
N.D..
REPORT
15 working days
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
60/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
SEEKING WHAT ? a European Certification Mark ?
CBTL
A
P
P
L
I
C
A
N
T
IECEE
TEST
REPORT
French Market
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
61/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
SEEKING WHAT ? Direct access to a market ?
A
P
P
L
I
C
A
N
T
IECEE
TEST
REPORT
RETAILERS
BUYERS
VENDORS
MARKET
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
62/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
SEEKING WHAT? Access into Regulatory Market?
A
P
P
L
I
C
A
N
T
Test
Report
IECEE
TEST REPORT
National
Regulator
e.g. Cambodia
MARKET
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
63/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
IECEE CB-Scheme process
Applicant
Application to the NCB A
NCB A processes application and
CBTL to carry out the testing
NCB A Issues CB Test Certificate with Testing Report
Applicant receives CB Test Certificate and associated Test Report
CB Test Certificate + Test Report
Applicant sends documents to NCB B/C/D/n...
CBTL A completes Testing to the IEC Standard +
National Difference
CBTL A Issues Test Report
NCB A reviews and validates the
Test Report
2008-08-10
NCB B/C/D/n.. processes the
received documents and grants its
certification marks)
Applicant is granted with NCB B/C/D/n.. certification mark
within 15 working days
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
64/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
CB-Scheme Direct acceptance by the market place
Applicant request certificate for their product
Application to the NCB
NCB processes application and assigns
a CBTL to carry
out the testing
CBTL completes Testing to the
IEC Standard + National Difference
Applicant receives CB Test Certificate and associated
Test Report
CB Test Certificate + Test Report
Applicant addresses CB Test Certificate +Test Report to
Retailers, Buyers, vendors and National Regulatory Authority
CBTL Issues Test Report
NCB receives and validates the
Test Report
NCB Issues CB Test Certificate
2008-08-10
Retailers, Buyers, vendors and
National Regulatory Authority
purchase/accept the CBTC/ CBTR to
allow access to their respective market
Product can be sold in the relevant market
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
65/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
IECEE CB Scheme benefits

Leads to safer products on domestic market

Needs to become even more efficient to provide fast
time-to-market to suppliers
and will make the world’s products available to your
domestic professional buyer and consumer
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
66/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
The CB Scheme=> ISO System 5
The CB FULL CERTIFICATION SCHEME “CBFCS” is the Global recognized scheme for the
safety of electrical equipment used in homes,
offices, workshops and similar locations.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
67/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
The IECEE-CB-FCS Scheme








2008-08-10
Most comprehensive global product certification scheme
Extension of the CB scheme
A full certification scheme ISO/IEC System 5
Assessment of QA system, surveillance and type testing
Accommodates national differences
Mutual agreement on on-going surveillance
17 participants
Multilateral agreement
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
68/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
The IECEE-FCS Scheme
This system includes testing and
assessment of the quality management
system involved. Surveillance of the
quality system is conducted and samples
of the product may be taken from either
the market or the site of production, or
both, and are assessed for ongoing
conformity.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
69/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
ACCURATE CUSTOMER SERVICE
Performance
requirements
Regulatory
requirements
EN
Group Differences
National Differences
SNC
Compulsory
EMC
requirements
2008-08-10
Ergonomic,
Hygienic
requirements
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
70/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Elements
a) sample(s) requested by the certification body;
b) determination of characteristics by testing;
c) initial assessment of the production process & the
quality system;
d) evaluation of the Conformity Assessment Report
(CAR) & and Initial Factory Audit/Inspection reports;
e) Decision by the NCB;
f) Conformity Assessment Certificate (CAC);
g) surveillance of the production process & the quality
system;
h) surveillance by testing or inspection of samples from
the factory or the open market, or both.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
71/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Operation of the FCS
2008-08-10

The FCS scheme is based on mutual recognition of the
Conformity Assessment Certificates (CACs) issued by its
members as the basis for the certification of electrical
products at the national and international level.

The FCS goes far beyond type testing and includes



Testing for national differences

A Follow-up Program, which can ensure consistency of
design and construction
Limitations on additional testing and requests for samples
Recognition of the Manufacturer's Quality System,
including the surveillance methods at the factories
producing the certified products.
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
72/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
73/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Upstream level
OK
FACTORY
ISO 9001
Application
A
P
P
L
I
C
A
N
T
2008-08-10
OK
CBTL
IECEE PV
CONFORMITY
ASSESSMENT
CERTIFICATE
C.A.C.
+
IECEE PV
CONFORMITY
ASSESSMENT
REPORT
C.A.R.
e.g.
IEC 61215
+
IECEE PV
FACTORY
AUDIT
REPORT
FAR
ISO 9001
+
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
74/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Market access route ..via Recognizing NCBs
C.A.R.
CONFORMITY
ASSESSMENT
REPORT
A
P
P
L
I
C
A
N
T
FACTORY
AUDIT
REPORT
CBTL Kansai
FACTORY AUDIT
ISO 9001
C.A.R.
CONFORMITY
ASSESSMENT
REPORT
Recognizing
Countries B
FACTORY
AUDIT
REPORT
15 working days
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
75/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Market access route ….. through the IECEE…
C.A.R.
CONFORMIT
Y
ASSESSMEN
T REPORT
A
P
P
L
I
C
A
N
T
FACTORY
AUDIT
REPORT
FACTORY
AUDIT ISO
9001
C.A.R.
CONFORMIT
Y
ASSESSMEN
T REPORT
FACTORY
AUDIT
REPORT
Markets
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
76/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
C.A.R.
CONFORMIT
Y
ASSESSMEN
T REPORT
A
P
P
L
I
C
A
N
T
FACTORY
AUDIT
REPORT
Direct access to a market
FACTORY
AUDIT ISO 9001
RETAILERS
C.A.R.
CONFORMIT
Y
ASSESSMEN
T REPORT
FACTORY
AUDIT
REPORT
BUYERS
VENDORS
MARKET
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
77/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
C.A.R.
CONFORMIT
Y
ASSESSMEN
T REPORT
A
P
P
L
I
C
A
N
T
FACTORY
AUDIT
REPORT
Regulatory Market?
CBTL
FACTORY
AUDIT ISO 9001
C.A.R.
CONFORMIT
Y
ASSESSMEN
T REPORT
FACTORY
AUDIT
REPORT
National
Regulator
MARKET
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
78/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
MANUFACTURER TESTING LABORATORIES
NCB
National Certification Body
SMT
Supervised Manufacturer Testing
TMP
Testing at Manufacturer Premises
WMT
Witness Manufacturer Testing
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
79/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
IECEE Registered MTLs
1343
1500
1000
500
693
407
243
0
SMT
2008-08-10
TMP
WMT
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
Total
80/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
IECEE Registered MTLs
WMT
30%
SMT
18%
SMT
TMP
WMT
TMP
52%
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
81/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BENEFITS for Countries
Protecting the Domestic Market from
non-conforming products by importing
safe electrical products, equipment and
components
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
82/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BENEFITS for Countries
Joining the worldwide Conformity
Assessment community and playing a
Key role in the IECEE Management
Committee
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
83/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BENEFITS for Countries
Building the structure to set a national level
reputable and recognized Certification
Bodies and Testing Laboratories fulfilling
the highest standards worldwide such as
ISO/IEC Guide 65, ISO/IEC 17025 and IECEE
Rules
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
84/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BENEFITS for Countries
Accessing the restricted area of the IECIECEE Web Site and take advantage of the
Publications, Test Report Forms,
Procedures and Operational Documents
that are used in the field of Conformity
Assessment activities
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
85/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BENEFITS for Countries
Attending the World Committee of
Testing Laboratories, Forums and
Workshops thus sharing and exchanging
with the best experts in Certification and
Testing activities
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
86/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BENEFITS for local Industry
Opening up the worldwide Global Market
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
87/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BENEFITS for local Industry
Optimization of certification costs
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
88/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
BENEFITS for local Industry
Expanded development of
technologies within the Country
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
89/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
NORTH
AMERICA
EUROPE
MIDDLE
EAST
AFRICA
LATIN
AMERICA
ASIA
BRUNEI
USA
OCEANIA
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
90/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
The right Passport to access worldwide market
Because Globalization and competition
are leading to rapid changes, technical
barriers to trade remain a serious
problem and the industry is anxious
about time to market, the shortening life
cycle of products and the need to reduce
costs…
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
91/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
The right Passport to access worldwide market
The CB Scheme offers de facto
the true “passport” to market
electrical goods worldwide
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
92/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
93/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
The right Passport to access worldwide market
The CB Scheme answers de facto
the market needs to have a Test
Certificate tailored to be recognized
worldwide.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
94/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
The right Passport to access worldwide market
The CB Scheme, in its fullest
extent, proves de facto that
certification and testing costs can
be reduced through the use of...
1 stop testing.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
95/98
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.
Welcome to joining…the IECEE
The IECEE opens the
door to welcome LATIN
AMERICAN COUNTRIES
… to join the Most
Efficient Transportable
Model of Conformity
Assessment Worldwide.
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
96/98
WORLDWIDE SYSTEM FOR
CONFORMITY TESTING AND CERTIFICATION
OF ELECTROTECHNICAL EQUIPMENT AND COMPONENTS (IECEE)
Thank you!
?
…any questions
© IEC
IECEE. Taking Conformity Assessment Further
Connecting people and economies through
trade, investment and technology.

IECEE Website: www.iecee.org

IECEE Executive Secretary:
Mr Pierre de RUVO
E-mail: [email protected]
Direct Line: +41 22 919 02 07
2008-08-10
APEC 7th Conference on Standards and Conformance – Standards and Conformity Assessment –
Specialist Regional Bodies and International Organisations, Cuzco Peru
98/98