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第三章 光纤系统中的偏振效应
1
内容提要
背景介绍
偏振光的表述
琼斯矢量、斯托克斯矢量、帮加球
琼斯矩阵、缪勒矩阵
偏振光在双折射晶体中的传播
光纤系统中的主偏振态(PSP)
光纤系统中的偏振模色散(PMD)
2
参考书
1.
2.
3.
4.
5.
6.
D S Kliger, J Lewis, and C Randall, “ Polarized Light in
Optics and Spectroscopy,” Academic Press, 1990, Chapters
4&5;
S Huard, “Polarization of Light,” John Wiley & Sons, 1996.
A Yariv and P Yeh, “Optical Waves in Crystals,” John Wiley
& Sons, 1984, Chapter 5;
H Kogelnik, R Jopson, and L Nelson, “Polarization-Mode
Dispersion,” Optical Fiber Telecomm IVB, 2002, Chapt 15.
Gordon and Kogelnik, “PMD fundamentals,” www.pnas.org.
C Poole and J Nagel, “Polarization effects in lightwave
systems,” Optical Fiber Telecom IIIA, I Kaminow and T
Koch, Eds. Academic, 1997, pp.114-161.
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PMD: Polarization Mode
Dispersion
Ideal single mode fiber: the two HE11 modes are degenerate. The
two orthogonal polarized modes have the same group delay.
Real fibers contain some amount anisotropy owing to loss of
circular symmetry.
4
Origins of PMD I
5
Origins of PMD II
Optical Birefringence:
Intrinsic Perturbations:
Imperfections in the
manufacturing process:
noncircular core.
Extrinsic Perturbations:
Lateral stress, bending, or
twisting.
External environment
changes.
6
Evolution of Polarization in
Birefringent Fiber
• 理想的单色光;
• 脉冲。
7
Time-Domain PMD Effect in
Short Fibers
Pulse splitting due to
birefringence
ns
c
n f
c
n
c
Differential Group Delay
(DGD): group-delay
between the slow and
fast modes.
d n n dn
L d c c
c d
DGD linear dependence of length
8
Beat Length Lb
Beat Length:
Lb
n
SSMF: Lb~10m, n~10-7;
PMF: Lb~3mm;
Linear length dependence of DGD.
n 1
DGD for a single beat length: b Lb
c
c
b=5.2fs@1550nm.
9
Frequency-Domain PMD Effect
Output polarization
varies with frequency,
traces out a circle on
the Poincare Sphere.
Characteristic
Frequency
2
cycle
10
Polarization-Mode Coupling
Terrestrial and submarine transmission systems
~1000’s of km, Random variations in the axes of
the birefringence along the fiber length;
Concatenation of birefringent sections,
Polarization-mode coupling;
DGD increases with the square root of distance.
11
Correlation Length Lc
Any polarization state can be observed for a fixed input
polarization at large lengths due to random polarization
coupling;
Assuming <px>=1 and <py>=0 at the input, <px>-<py>
evolves from 1 to 0 at large lengths;
Lc as that length where the power difference has decayed to
<px>-<py>=1/e2;
Fiber transmission distance L<<Lc, the fiber is the shortlength regime, DGD increases linearly with distance.
Fiber transmission distance L>>Lc, the fiber is the longlength regime, DGD increases with the square root of
distance.
12
Frequency-Domain PMD
13
PSP: Principal States of
Polarization
Concatenation of birefringent
sections with birefringence axes
and magnitudes that change
randomly along the fiber.
PSP: two special orthogonal
polarization states at the fiber
input that result in an output
pulse that is undistorted to first
order.
14
Transmission Distances
Limited by PMD
PMD is an ultimate limitation for ultra-high speed
transmission systems!
15
光的偏振特性
光的偏振态(SOP);
Jones矢量、Stokes矢量、Poincare球;
Jones矩阵、Mueller矩阵、Pauli矩阵;
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State of Polarization (SOP) I
线偏振光
E Ex E y
Ax i Ay j sin(t kz o)
17
State of Polarization (SOP) II
圆偏振光
Ercp Ao [sin(t kz o)i
cos(t kz o)j ]
Elcp Ao [sin(t kz o)i
cos(t kz o)j ]
18
State of Polarization (SOP) III
椭圆偏振光
E Ax cos(t kz)i
Ay cos(t kz ) j
方位角a(azimuth);
椭偏度e(ellipticity);
手性(handedness).
19
琼斯矢量与琼斯矩阵I
电场矢量
i
E Ax eix iˆ Ay e y ˆj
琼斯矢量
Ax e i x
V
i y
A
e
y
线性偏振
cos
V
sin
垂直线偏振态
X-线偏振光、Y-线偏振光
2
I 0 V V Ax2 Ay2
sin
V
cos
20
琼斯矢量与琼斯矩阵II
圆偏振
1 1
ˆ
L
2 i
Rˆ
1 1 i Xˆ
ˆ
1 i ˆ
2
L
Y
变换矩阵
1 1
ˆ
R
2 i
Xˆ
1 1 1 Rˆ
ˆ
i i ˆ
2
Y
L
Vcir AVlin
1 1 i
A
2 1 i
Vlin A1Vcir
1
A
2
1 1
i i
21
琼斯矢量与琼斯矩阵III
椭圆偏振
i 2
cos
e
ˆ
J ( , )
i 2
sin
e
i 2
sin
e
ˆ
ˆ
J ( , ) J ( 2 , )
i 2
cos
e
cosa cose i sin a sin e
ˆ
J (a , )
sin
a
cos
e
i
cos
a
sin
e
变换矩阵
22
Stokes Parameters II
偏振光
tan Ay Ax
tane b a
2 Ax Ay
tan2a 2
cos
2
Ax Ay
s1 cos2e cos2a cos2
s cos2e sin 2a sin 2 cos
2
s3 sin 2e
sin 2 sin
23
Jones Matrix
Linear interaction:
ˆ
ˆ
J Ex i E y j
Ex m11Ex m12 E y
E y m21Ex m22 E y
m11
M
m21
m12
m22
J Exiˆ E y ˆj
E m11 m12 Ex
x
E y m21 m22 E y
k
M Mi
i
24
琼斯矢量与琼斯矩阵I
电场矢量
i
E Ax eix iˆ Ay e y ˆj
琼斯矢量
Ax e i x
V
i y
A
e
y
线性偏振
cos
V
sin
垂直线偏振态
X-线偏振光、Y-线偏振光
2
I 0 V V Ax2 Ay2
sin
V
cos
25
Stokes Parameters I
定义:
I0
P0
P I I
y
1 x
P2 I 45o I 45o
I I
P3 rcp lcp
2
2
P0 Ax Ay
P A2 A2
y
1 x
P2 2 Ax Ay cos
P3 2 Ax Ay sin
Si Pi P0
Ax e i 2
V
i 2
Ay e
(i 0,1...4)
26
Jones Matrix
Linear interaction:
ˆ
ˆ
J Ex i E y j
Ex m11Ex m12 E y
E y m21Ex m22 E y
m11
M
m21
m12
m22
J Exiˆ E y ˆj
E m11 m12 Ex
x
E y m21 m22 E y
k
M Mi
i
27
Jones Calculus of Birefringent
Crystal I
• o-xyz system:
Ax
Jˆ
Ay
As cos
A
f sin
sin Ax
A
cos y
28
Jones Calculus of Birefringent
Crystal II
l
0
A exp ins c
As
s
l Af
Af
0
exp in f
c
( ns n f )
( ns n f )
A
0
As
i exp i 2
s
e
A
0
exp
i
2
Af
f
29
l
c
l
2c
Jones Calculus of Birefringent
Crystal III
A cos
x
Ay sin
sin As
cos Af
A
Ax
x
R( ) M 0 R( )
Ay
Ay
M R( ) M0 R( )
M M 1
30
Mueller Matrix
4x4 Matrix
S MS
m11
m
21
M
m31
m41
m12
m13
m22
m32
m23
m33
m42
m43
m14
m24
m34
m44
k
M Mi
i
31
Partially Polarized Light
完全非偏振光
P1 P2 P3 0
部分偏振光
0 P P P P
2
1
偏振光
2
2
2
3
2
0
2
2
Ax Ay
P0
P A2 A2
x
y
1
P2 2 Ax Ay cos
P3 2 Ax Ay sin
P P P P
2
1
2
2
2
3
2
0
32
Degree of Polarization (DOP)
偏振度(DOP)
DOP
Ppolarized
Ppolarizaed Punpolarize d
Ppolarized P P P
2
1
2
2
2
3
偏振光 DOP=1; 部分偏振光 DOP<1; 完
全非偏振光 DOP=0.
33
Jones Vector and Stokes
Vector
s sx , s y
Jones Vector
Stokes Vector sˆ s1, s2 , s3
T
T
s1 s x s x s y s y
s
s
s
s
s
2
x y
y x
s j ( s s s s )
x y
y x
3
34
Stokes Vectors of the Fundamental
States of Polarization
Xˆ
Yˆ
Xˆ Yˆ
1
1
0
0
1
1
0
0
1
0
1
0
cosXˆ
LCP
RCP
Elliptical
1
0
0
1
1
cos2e cos2a
cos2e sin 2a
sin
2
e
sin Yˆ
1
cos 2
sin 2
0
1
0
0
1
35
Poincare Sphere I
s1 cos2e cos2a
s cos2e sin 2a
2
s3 sin 2e
s s s 1
2
1
2
2
2
3
以s1, s2, s3为坐标的球;
36
Poincare Sphere II
赤道上的点表示线偏振;
北极点表示右旋圆偏振光;
南极点表示左旋圆偏振光;
同纬度点表示同椭偏度;
同经度点表示同方位角;
上半球表示右旋椭偏光;
下半球表示左旋椭偏光.
37
Polarization Evolution I
38
Polarization Evolution II
39
40
Jones Calculus of Birefringent
Crystal I
• o-xyz system:
Ax
Jˆ
Ay
As cos
A
f sin
sin Ax
A
cos y
41
Jones Calculus of Birefringent
Crystal II
l
0
A exp ins c
As
s
l Af
Af
0
exp in f
c
( ns n f )
( ns n f )
A
0
As
i exp i 2
s
e
A
0
exp
i
2
Af
f
42
l
c
l
2c
Jones Calculus of Birefringent
Crystal III
A cos
x
Ay sin
sin As
cos Af
A
Ax
x
R( ) M 0 R( )
Ay
Ay
M R( ) M0 R( )
M M 1
43
Jones and Stokes Vectors I
Jones space
t T s
T e
j0
U
T: transmission Matrix,
U: Jones Matrix.
Stokes space:
tˆ Rsˆ
ˆ
s,
ˆ
t,
s
t
T, U, R
IN
OUT
R: 3x3 rotation matrix in Stokes space.
44
Pauli Spin Matrix
Pauli spin matrix
1 0
0 1
0 j
1
2
3
0 1
1 0
j 0
Hermitian and unitary
i i
Tr i 0
i2 I
i i1
i j j i j k
45
Birefringence Vector
Pauli spin vector in Stokes space
( 1, 2 , 3 )
Birefringence vector in Stokes space
( 1, 2 , 3 )
Birefringence vector in Jones space
11 2 2 3 3
46
Jones and Stokes Vectors II
si s i s
1 0 sx
*
*
s1 s 1 s (s , s )
s
s
s
s
s x x y y
0 1 y
*
x
*
y
s s s
s s s
47
Expansion of Matrix
Any 2x2 matrix M may be expanded
m11 m12 a0 a1
M
m21 m22 a2 ja3
a0 I a1 1 a2 2 a3 3
a0 I a
1
a0 Tr ( M );
2
a2 ja3
a0 a1
1
ai Tr ( i M )
2
48
Connection between Jones
Vector and Stokes Vector
Unitary transmission matrix
TT I ;
UU I ;
RR I ;
Write the components si of the Stokes
vector corresponding to s
si s i s
sˆ s s
49
Principal States of Polarization
(PSP)
Input polarization for which
the output state of
polarization is independent
of frequency to first order.
In the absence of PDL, the
PSPs are orthogonal.
The input and output PSPs
pˆ t Rpˆ s
C Poole and R Wagner, “Phenomenological approach to polarization dispersion in
long single-mode fibers”, Elect Lett 22 1029 (1986),
50
PMD Vector
PMD vector in Stokes
space:
pˆ
: DGD; pˆ : the
direction of the slower
PSP.
t R s
51
Second-Order PMD Vector
PMD vector varies with
frequency;
For large signal bandwidths
(0 ) (0 ) (0 )
Second-order PMD
d
pˆ p
d
52
Jones Matrix Eigenvector
Analysis I
Input:
Ea e ae ja ( ) s
Output: Eb e be jb ( ) t
IN
Eb () T ()Ea ()
T e j ( )U
dt
d
Q jUU
t
s
T, U
OUT
jQ I t (1)
d
e b db
(2)
j
e b d
d
53
Jones Matrix Eigenvector
Analysis II
dt
d
0;
• Unitary matrix:
• Eigenvalues:
• Eigenvectors:
j Q I t 0(3)
u1 u2
;
U
u2 u1
u1
2
u2
u1 u2 1
2
2
2
u2 iu2
u1 iu1
p e
,
D
D
i
54
Differential Group Delay
p p 0
Orthogonal:
e b e b Im 0
No PDL:
Group delay:
2
2
b Re u1 u2
Differential group delay:
2 u1 u2 2 det U
2
PMD vector:
2
pˆ (4)
55
Pauli Spin Matrix Expansion
Q Q
Hermitian matrix: Q jUU ;
The trace is zero and the eigenvalues are real.
Expansion:
2 j 3 1
1 1
(5)
Q jU U
1 2
2 2 j 3
jU U
1
p p;
2
p p
(1 , 2 , 3 )
56
Components of PMD vector
U is unitary
DGD
u1
U
u2
u2
u1
2 u1 u2 2 det U
Components i
2
2
1 2 j (u1u1 u2 u2 )
2 2 Im(u1u2 u2 u1 )
2 Re(u u u u )
1 2
2 1
3
57
Jones Matrix for
PMD
Jones Matrix
e j
D
0
2
st
1
and
nd
2
U Q1DQ
0
j 2
e
s
t
Q
IN
D
Q
OUT
cosk sin k
Q
sin k cosk
H Kogelnik et al., “Jones matrix for second-order polarization mode dispersion”,
Opt Lett 25(1), 19 (2000),
58
Outline
Introduction
Origins of Polarization Mode Dispersion
(PMD)
Techniques of PMD compensation
Programmable PMD compensator
Results
59
Introduction
Transmission Loss
Chromatic Dispersion
Erbium-Doped Fiber Amplifier (EDFA)
Dispersion Compensated Fiber, Fiber
Grating, Optical Interferometers, etc.
Polarization Mode Dispersion (PMD)
Vary randomly
???
60
PMD Compensation: PSP
Transmission
The polarization of the
launched signal is along
one of PSPs at the fiber
input.
sˆ pˆ s
Polarization control at the
fiber input, special
hardware at both the
transmitter and receiver.
Speed is limited.
61
PMD Compensation: PMD
Nulling
fiber comp
Adjustable birefringent
element.
Polarization controller.
Adjustable birefringence:
Opto-mechanical delay line;
Nonlinearly chirped PMfiber Bragg Gratings;
Variable delay line.
62
PMD Compensation: Fixed
DGD
Adjustable polarization controller
A single element with fixed DGD: a PM fiber of a fixed length.
63
PMD Compensation:
Programmable DGD
Birefringent crystal: YVO4
Large birefringence n=0.2 at 1.55 microns.
High optical quality, low loss.
High speed Polarization Controller
Low insertion loss: IL<3dB.
86 ps dynamic range
6 bit Resolution of 1.34ps
High speed~150 ms.
Programmable.
64